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Securities and Corporate Finance

Members of the Firm have extensive experience in diverse areas of corporate finance and providing access for the clients of the Firm to capital markets. Whether the client requires advice on the most appropriate form of finance to meet its growth needs, compliance with applicable regulatory authorities, post- Sarbanes-Oxley Act corporate governance, secondary sales of its securities or going private transactions, the Firm has attorneys with the skill, knowledge and experience necessary to guide clients through the ever growing complexity of rule and regulation. In addition, the Firm's contacts in the market place provide access opportunity for clients seeking sources of capital. The Firm staffs such services to its clients for optimum efficiency and minimum expense while realizing the need for prompt and effective results. We believe that our clients' success means our success.

The services the Firm provides in this area include: private placements, initial public offerings and secondary offerings of equity and debt securities; rights offerings; venture capital financing; Exchange Act, including Sarbanes-Oxley Act compliance; mergers and acquisitions involving securities; stock options and other forms of executive compensation; Stock Exchange listing; sales of restricted securities; going private transactions; proxy solicitations and contests.


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